DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•• I••••••••• M•••••••••
Legal name C•••••• A•••• M••••••••• L•
Latest filing Aug 6, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Jun 17, 2004
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.8B
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.8B as of Aug 6, 2026
Mar 30, 2012$1.8B then
HNW client RAUM$16.4M as of Mar 28, 2025
Mar 26, 2018$72.2M then
State-registered IARs (5.B.3)1 as of Aug 6, 2026
Mar 28, 20131 then
Employees (5.A)10 as of Aug 6, 2026
Mar 28, 201324 then
Private funds1 as of Aug 6, 2026
Mar 30, 20129 then
RAUM +19% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $292MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $29.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.7B98%
- Pooled investment vehicles$30.1M1.7%
- Pension and profit-sharing plans$7.4M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $29.1M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• V••• S•••• | Dallas, Tx | Aug 24, 2004 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••• E••••• R••••• to H••••• A••••••• L••Aug 13, 2024 · Other
Joined, latest
- M••• E••••• R••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 22, 2022 · Other
- J•••• V••• S•••• from S•••• A•••••••• L•Aug 24, 2004 · Other
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• C•••••• M•• O••••••••• F••• I• L•no longer reported | Hedge Fund | $379M | 190 | Mar 30, 2012 |
| T•• C•••••• M•• O••••••••• F•••• L•no longer reported | Hedge Fund | $158M | 65 | Mar 30, 2012 |
| T•• C•••••• F•••• L• | Hedge Fund | $43.2M | 32 | Mar 30, 2012 |
| C•••••• R••••••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $43.2M | 6 | Mar 28, 2013 |
| T•• C•••••• F•••• L•no longer reported | Hedge Fund | $42.1M | 39 | Mar 30, 2012 |
| T•• C•••••• S•• M•• F•••no longer reported | Other Private Fund | $37.9M | 1 | Mar 28, 2013 |
| T•• C•••••• M•• I••••••••• F•••no longer reported | Other Private Fund | $16.5M | 82 | Mar 30, 2012 |
| T•• C•••••• O••••••• F•••no longer reported | Hedge Fund | $13.4M | 3 | Mar 30, 2015 |
| C•••••• M•• M••••• N•••••• F•••• L•no longer reported | Hedge Fund | $9.6M | 15 | Mar 30, 2012 |
| T•• C•••••• M•• M••••• N•••••• O••••••• F•••• L•••no longer reported | Hedge Fund | $6.3M | 3 | Oct 31, 2014 |
| T•• D•••••••• G••••• R•••••••• M••••• F•••• L•no longer reported | Hedge Fund | $5.2M | 73 | Mar 30, 2012 |
| L••••••••• C••••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $918,499 | 20 | Mar 30, 2012 |
| C•••••• R••••••••• O••••••••• O••••••• F•••• L•••no longer reported | Hedge Fund | $771,411 | 1 | Mar 27, 2014 |
| T•• C•••••• N•••••• I••••••••• F•••• L•no longer reported | Hedge Fund | $500,000 | 1 | Mar 30, 2016 |
| B•• A•• M•• E••••• I••••••••• F•••• L•no longer reported | Hedge Fund | $437,087 | 48 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M•••• B•••• B••••••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- M•••••••• J•••• M••••••• · President And Ceo (10/2023) Managing Partner (12/2022) And Co-Chief Investment Officer (09/2019)controlsince 09/2019 · owns less than 5%
- N•••••• B••••• R••••• · Chief Financial Officercontrolsince 02/2021 · owns less than 5%
- S••••••••• T•••• W•••••• · Chief Operating Officer And Chief Risk Officercontrolsince 12/2022 · owns less than 5%
- S••••• J••••• V••• · Limited Partnercontrolsince 10/2003 · owns 75% or more
- S••••• J••••• V••• · Managing Membercontrolsince 05/2002 · owns 75% or more of S•••• C••••••• L••
Entity owners
- S•••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 21 to 6Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 1 to 2Mar 28, 2025 to Mar 30, 2026
- HNW clients · 15.0 to unsetMar 28, 2025 to Mar 30, 2026
- Assets in custody · $40.3M to $29.1MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.5B to $1.7BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · 16358149.0 to unsetMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.3M to $952,114Mar 28, 2025 to Mar 30, 2026
- Pension RAUM · $7.0M to $7.4MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $41.6M to $30.1MMar 28, 2025 to Mar 30, 2026
- RAUM · $1.5B to $1.8BMar 28, 2025 to Mar 30, 2026
- Wrap assets (manager) · $16.4M to $0Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 2 to 1Nov 25, 2024 to Mar 28, 2025
- Assets in custody · $43.2M to $40.3MNov 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 25, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 1Nov 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.5BNov 25, 2024 to Mar 28, 2025
- HNW RAUM · $11.7M to $16.4MNov 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.2M to $1.3MNov 25, 2024 to Mar 28, 2025
- Pension RAUM · $4.9M to $7.0MNov 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $44.4M to $41.6MNov 25, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.5BNov 25, 2024 to Mar 28, 2025
- Wrap assets (manager) · $11.7M to $16.4MNov 25, 2024 to Mar 28, 2025
- Accounts · 29 to 21Oct 26, 2023 to Mar 28, 2024
- HNW clients · 18 to 15Oct 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 2Oct 26, 2023 to Mar 28, 2024
- Assets in custody · $75.8M to $43.2MOct 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.1BOct 26, 2023 to Mar 28, 2024
- HNW RAUM · $10.8M to $11.7MOct 26, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $773,158 to $1.2MOct 26, 2023 to Mar 28, 2024
- Pension RAUM · $4.2M to $4.9MOct 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $92.3M to $44.4MOct 26, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.1BOct 26, 2023 to Mar 28, 2024
- Wrap assets (manager) · $10.8M to $11.7MOct 26, 2023 to Mar 28, 2024
- Advisory employees · 12 to 5Jun 23, 2023 to Oct 26, 2023
- BD registered reps · 3 to 2Jun 23, 2023 to Oct 26, 2023
- Employees · 20 to 10Jun 23, 2023 to Oct 26, 2023
- State-registered IARs · 1 to 2Jun 23, 2023 to Oct 26, 2023
- Other offices · 1 to 0Oct 26, 2023 to Oct 26, 2023
- Business name · C•••••• A•••• M••••••••• L• to N•• I••••••••• M•••••••••Mar 31, 2023 to Apr 1, 2023
- Accounts · 56 to 29Dec 13, 2022 to Mar 31, 2023
Signals
20 dated events
- N•• I••••••••• M••••••••• reported RAUM $1.5B, up 33% from $1.1B (2024-11-25 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Benjamin Brad Mead (Chief Compliance Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Oct 10, 2024 · Control person joined · fact
- Alan Jeffrey Engelsman (Chief Compliance Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2024-04-26, absent 2024-10-10)Oct 10, 2024 · Control person left · inference
- M••• E••••• R••••• left N•• I••••••••• M••••••••• for H••••• A••••••• L•• (registered 2024-07-16)Aug 13, 2024 · Advisor changed firm · fact
- Edward Mark Rhodes (President And Ceo) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2023-06-23, absent 2023-10-26)Oct 26, 2023 · Control person left · inference
- Saket Kumar (Managing Partner (12/2022) And Co-Chief Investment Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2023-06-23, absent 2023-10-26)Oct 26, 2023 · Control person left · inference
- John Mathew Calabro (Chief Compliance Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2023-05-15, absent 2023-06-23)Jun 23, 2023 · Control person left · inference
- Alan Jeffrey Engelsman (Chief Compliance Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Jun 23, 2023 · Control person joined · fact
- Howard John Alban (Chief Executive Officer (As Of 1/2019) And Chief Operating Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2022-11-03, absent 2022-12-13)Dec 13, 2022 · Control person left · inference
- William Todd Sunderland (Chief Operating Officer And Chief Risk Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Dec 13, 2022 · Control person joined · fact
- Edward Mark Rhodes (President And Ceo) appeared on Schedule A of N•• I••••••••• M•••••••••Dec 13, 2022 · Control person joined · fact
- Saket Kumar (Co-Chief Investment Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Mar 31, 2022 · Control person joined · fact
- Marshall John Musgrave (Co-Chief Investment Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Mar 31, 2022 · Control person joined · fact
- Y. Barry Greenberg (Chief Compliance Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2021-03-31, absent 2021-06-21)Jun 21, 2021 · Control person left · inference
- John Mathew Calabro (Chief Compliance Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Jun 21, 2021 · Control person joined · fact
- Robert Blake Nelson (Chief Financial Officer) appeared on Schedule A of N•• I••••••••• M•••••••••Mar 31, 2021 · Control person joined · fact
- David Matthew Wenk (Chief Financial Officer) no longer on Schedule A of N•• I••••••••• M••••••••• (listed 2020-06-12, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- N•• I••••••••• M••••••••• reported RAUM $890.8M, down 52% from $1.8B (2020-06-12 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- N•• I••••••••• M••••••••• reported RAUM $1.8B, down 33% from $2.7B (2019-09-19 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- N•• I••••••••• M••••••••• reported RAUM $2.7B, down 31% from $4.0B (2018-09-18 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- NXGIM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-692-6334reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026