DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Piedmont Investment Advisors, LLC

Former SEC-registered adviserLansdowne, VirginiaCRD 125465SEC 801-66883IAPD
Latest filing Jul 21, 2018
First filing on the tape Mar 29, 2012 · 15 filings
RAUM
$103M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
50%
$50.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$600,000 gross assets
History
15 filings and snapshots on the tape
RAUM$103M as of Mar 26, 2018
Mar 29, 2012$140M then
HNW client RAUM: $50.8M
State-registered IARs (5.B.3)1 as of Mar 26, 2018
Apr 1, 20134 then
Employees (5.A)2 as of Mar 26, 2018
Apr 1, 20136 then
Private funds1 as of Mar 26, 2018
Mar 30, 20161 then
RAUM -2.0% over the last fiscal year-1.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 21, 2018; every figure names its basis
RAUM per advisor
$103MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
22derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$1.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
75%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$7, 15 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$51.8M50%
  • High-net-worth individuals$50.8M50%
Individual clients
0reported
HNW clients
22reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
65reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$7 for 15 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Piedmont Numismatics, LLCOther Private Fund$600,00012Mar 30, 2016
Owners and control persons
Schedule A and B, latest filing
  • James William Militello · Managing Principal/Chief Compliance Officercontrol
    since 01/2003 · owns 50% to 75%
  • Michael Larry Trammell · Ownercontrol
    since 01/2003 · owns 25% to 50%
Related persons
Schedule D 7.A
  • Mc Chattanooga Manager LLC
    pooled vehicle sponsorn
  • Mc Re Holdings II, LLC
    pooled vehicle sponsorn
  • Mc Re Holdings, LLC
    pooled vehicle sponsorn
  • Militello Capital, LLC
    pooled vehicle sponsorn
  • Militello Venture Partners II Gp, LLC
    pooled vehicle sponsorn
  • Mrp II Management Company, LLC
    pooled vehicle sponsorn
  • Mrp III Management Company LLC
    pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Related adviser · true to false
    Mar 26, 2018 to Jul 21, 2018
  • Accounts · 110 to 65
    Mar 29, 2017 to Mar 26, 2018
  • Charity clients · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Corporate clients · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • HNW clients · unset to 22.0
    Mar 29, 2017 to Mar 26, 2018
  • Individual clients · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Pension plan clients · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Pooled vehicle clients · unset to 15.0
    Mar 29, 2017 to Mar 26, 2018
  • Assets in custody · $44.9M to $7
    Mar 29, 2017 to Mar 26, 2018
  • Other offices · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Discretionary RAUM · $79.5M to $77.2M
    Mar 29, 2017 to Mar 26, 2018
  • HNW RAUM · unset to 50814788.0
    Mar 29, 2017 to Mar 26, 2018
  • Individual RAUM · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Non-discretionary RAUM · $25.1M to $25.4M
    Mar 29, 2017 to Mar 26, 2018
  • Pension RAUM · unset to 0.0
    Mar 29, 2017 to Mar 26, 2018
  • Pooled vehicle RAUM · unset to 51770180.0
    Mar 29, 2017 to Mar 26, 2018
  • RAUM · $105M to $103M
    Mar 29, 2017 to Mar 26, 2018
  • Accounts · 158 to 110
    Nov 14, 2016 to Mar 28, 2017
  • Advisory employees · 2 to 1
    Nov 14, 2016 to Mar 28, 2017
  • BD registered reps · 2 to 0
    Nov 14, 2016 to Mar 28, 2017
  • Employees · 3 to 2
    Nov 14, 2016 to Mar 28, 2017
  • State-registered IARs · 2 to 1
    Nov 14, 2016 to Mar 28, 2017
  • Discretionary RAUM · $80.5M to $79.5M
    Nov 14, 2016 to Mar 28, 2017
  • Non-discretionary RAUM · $30.3M to $25.1M
    Nov 14, 2016 to Mar 28, 2017
  • RAUM · $111M to $105M
    Nov 14, 2016 to Mar 28, 2017
  • Accounts · 167 to 158
    Mar 31, 2016 to Nov 14, 2016
  • BD registered reps · 0 to 2
    Mar 31, 2016 to Nov 14, 2016
  • Assets in custody · $38.1M to $44.9M
    Mar 31, 2016 to Nov 14, 2016
  • Discretionary RAUM · $67.8M to $80.5M
    Mar 31, 2016 to Nov 14, 2016
  • Non-discretionary RAUM · $31.5M to $30.3M
    Mar 31, 2016 to Nov 14, 2016
  • RAUM · $99.2M to $111M
    Mar 31, 2016 to Nov 14, 2016
  • Accounts · 175 to 167
    Mar 31, 2015 to Mar 30, 2016
  • Assets in custody · unset to 38107939.0
    Mar 31, 2015 to Mar 30, 2016
  • Custody of client assets · false to true
    Mar 31, 2015 to Mar 30, 2016
  • Private funds · unset to 1
    Mar 31, 2015 to Mar 30, 2016
  • Discretionary RAUM · $74.2M to $67.8M
    Mar 31, 2015 to Mar 30, 2016
  • Non-discretionary RAUM · $32.5M to $31.5M
    Mar 31, 2015 to Mar 30, 2016
  • RAUM · $107M to $99.2M
    Mar 31, 2015 to Mar 30, 2016
  • Accounts · 621 to 175
    Nov 21, 2014 to Mar 31, 2015
  • Advisory employees · 3 to 2
    Nov 21, 2014 to Mar 31, 2015
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026