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Registered advisor
S•••••• H•••••• N•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••••• H•••••• Barasch
At current firm
5 y
since Apr 19, 2021
In the industry
41 y
since Nov 5, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Apr 19, 2021 · Manhasset, Ny
- S•••••••• S••••••••• BD affiliatedJan 16, 2014 to Sep 5, 2014 · Melville, Ny
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJul 15, 2011 to Jan 13, 2014 · Fresh Meadows, Ny
- H••• S••••••••• •••• I••• BD affiliatedApr 18, 2006 to Jun 28, 2007 · Carle Place, Ny
- C•••• I••••••••• S••••••• C•••• formerAug 13, 2004 to Mar 29, 2006 · Greenvale, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• S••••••••• to A••••••• F•••••••• A•••••••• L••left Sep 5, 2014, registered Apr 19, 2021 (2418 days) · Other
- A••••••• F•••••••• A•••••••• L•• to S•••••••• S•••••••••left Jan 13, 2014, registered Jan 16, 2014 (3 days) · Other
- H••• S••••••••• •••• I••• to A••••••• F•••••••• A•••••••• L••left Jun 28, 2007, registered Jul 15, 2011 (1478 days) · Other
- C•••• I••••••••• S••••••• C•••• to H••• S••••••••• •••• I•••left Mar 29, 2006, registered Apr 18, 2006 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address