RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• V•••••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Austin, Tx
- L••• S••••• A•••••••• L•• formerAug 28, 2020 to Nov 3, 2025 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedApr 28, 2017 to Sep 25, 2020 · Cedar Rapids, Ia
- P•••••• A•••••• G••••• L•• BD affiliatedMar 4, 2013 to Aug 28, 2020 · Cedar Rapids, Ia
- S••••• F•••••••• S•••••••• I••• formerOct 1, 1999 to Mar 1, 2013 · Cedar Rapids, Ia
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to L••• S••••• A•••••••• L••left Sep 25, 2020, registered Aug 28, 2020 (-28 days) · Affiliated broker-dealer or bank to another
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Aug 28, 2020, registered Apr 28, 2017 (-1218 days) · Other
- S••••• F•••••••• S•••••••• I••• to P•••••• A•••••• G••••• L••left Mar 1, 2013, registered Mar 4, 2013 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address