RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S••••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 22, 2023 · Jacksonville, Fl
- B•• S••••••••• I••• mixed wealthJan 24, 2023 to Jan 31, 2023 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseOct 10, 2017 to Jul 26, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 17, 2016 to Sep 28, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2011 to Aug 1, 2016 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 7, 2011 to Oct 17, 2011 · Boca Raton, Fl
- B•• S••••••••• I••• to W•••• F•••• A•••••••left Jan 31, 2023, registered Feb 22, 2023 (22 days) · RIA to wirehouse
- W•••• F•••• A••••••• to B•• S••••••••• I•••left Jul 26, 2021, registered Jan 24, 2023 (547 days) · Wirehouse to independent RIA
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Sep 28, 2017, registered Oct 10, 2017 (12 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 1, 2016, registered Aug 17, 2016 (16 days) · Other · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 17, 2011, registered Oct 25, 2011 (8 days) · Wirehouse to wirehouse
- J••• S•••••••• left B•• S••••••••• I••• for W•••• F•••• A••••••• (registered 2023-02-22)Jan 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address