DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Todd Newton

Portfolio Medics, LLCindependent RIADecatur, Al IA-onlyIAPD 1196025

Feed of 09/15/2026

Also filed as Todd Newton

At current firm

3 y

since Aug 30, 2023

In the industry

41 y

since Oct 10, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Portfolio Medics, LLC independent RIA current
since Aug 30, 2023 · Bonita Springs, Fl
Plan Partners LLC state registered
May 20, 2021 to Dec 6, 2022 · Decatur, Al
Freedom Investment Management, Inc. independent RIA
Dec 12, 2014 to Nov 1, 2018 · South Windsor, Ct
Sb Advisory, LLC independent RIA
Jan 14, 2014 to Dec 1, 2014 · Atlanta, Ga
Nfsg Corporation BD affiliated
Feb 28, 2012 to Dec 31, 2012 · Boca Raton, Fl
Tca Financial Group, LLC unclassified
Apr 27, 2011 to Jan 4, 2012 · Charlotte, Nc
Anderson & Strudwick, Incorporated former
Jan 6, 2010 to Feb 14, 2011 · Richmond, Va
Sterne Agee Asset Management, Inc. former
Jan 3, 2007 to Aug 14, 2008 · Birmingham, Al
Sterne, Agee & Leach, Inc. unclassified
Oct 8, 2003 to Jan 3, 2007 · St Simons Island, Ga
Morgan Keegan & Company, LLC former
Feb 13, 2003 to Jun 24, 2003 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

Plan Partners LLC to Portfolio Medics, LLC
left Dec 6, 2022, registered Aug 30, 2023 (267 days) · Other
Freedom Investment Management, Inc. to Plan Partners LLC
left Nov 1, 2018, registered May 20, 2021 (931 days) · RIA to a state-registered adviser
Sb Advisory, LLC to Freedom Investment Management, Inc.
left Dec 1, 2014, registered Dec 12, 2014 (11 days) · Other
Nfsg Corporation to Sb Advisory, LLC
left Dec 31, 2012, registered Jan 14, 2014 (379 days) · Other
Tca Financial Group, LLC to Nfsg Corporation
left Jan 4, 2012, registered Feb 28, 2012 (55 days) · Other
Anderson & Strudwick, Incorporated to Tca Financial Group, LLC
left Feb 14, 2011, registered Apr 27, 2011 (72 days) · Other
Sterne Agee Asset Management, Inc. to Anderson & Strudwick, Incorporated
left Aug 14, 2008, registered Jan 6, 2010 (510 days) · Other
Sterne, Agee & Leach, Inc. to Sterne Agee Asset Management, Inc.
left Jan 3, 2007, registered Jan 3, 2007 (0 days) · Other
Morgan Keegan & Company, LLC to Sterne, Agee & Leach, Inc.
left Jun 24, 2003, registered Oct 8, 2003 (106 days) · Other

Signals

James Todd Newton left Plan Partners Llc for Portfolio Medics, Llc (registered 2023-08-30)
Dec 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address