RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B• J••••••••
- G••••• M•••• A•••• M••••••••• L•• state registered currentsince Mar 31, 2025 · Reno, Nv
- G••••• M•••• A•••• M••••••••• L•• state registeredMar 21, 2022 to Dec 31, 2024 · Reno, Nv
- B••••••••• C•••••• M••••••••• L•• independent RIAMar 19, 2020 to Mar 23, 2022 · Reno, Nv
- S•••• W••••• M••••••••• L•• BD affiliatedAug 29, 2016 to Apr 30, 2019 · Reno, Nv
- A••••••• C•••••• P•••••••• L•• formerFeb 15, 2006 to Dec 31, 2007 · Reno, Nv
- S•••• W••••• M••••••••• L•• BD affiliatedJan 12, 2004 to Feb 2, 2006 · Reno, Nv
- B•• M••••• A•••••••• I••• bank affiliatedMar 24, 2003 to Jan 8, 2004 · Malvern, Pa
- P•••••• W••••• M••••••••• independent RIAOct 16, 2002 to Dec 31, 2002 · San Diego, Ca
- B••••••••• C•••••• M••••••••• L•• to G••••• M•••• A•••• M••••••••• L••left Mar 23, 2022, registered Mar 21, 2022 (-2 days) · RIA to a state-registered adviser
- S•••• W••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Apr 30, 2019, registered Mar 19, 2020 (324 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• C•••••• P•••••••• L•• to S•••• W••••• M••••••••• L••left Dec 31, 2007, registered Aug 29, 2016 (3164 days) · Other
- S•••• W••••• M••••••••• L•• to A••••••• C•••••• P•••••••• L••left Feb 2, 2006, registered Feb 15, 2006 (13 days) · Other
- B•• M••••• A•••••••• I••• to S•••• W••••• M••••••••• L••left Jan 8, 2004, registered Jan 12, 2004 (4 days) · Other
- P•••••• W••••• M••••••••• to B•• M••••• A•••••••• I•••left Dec 31, 2002, registered Mar 24, 2003 (83 days) · Other
- R••••• B• J•••••••• left B••••••••• C•••••• M••••••••• L•• for G••••• M•••• A•••• M••••••••• L•• (registered 2022-03-21)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address