RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D•••• B••••
- W•••• F•••• A••••••• wirehouse currentsince May 3, 2016 · Birmingham, Mi
- L•••••••• W••••• A•••••••• L•• formerMay 4, 2015 to May 6, 2016 · Birmingham, Mi
- M••••• S•••••• wirehouseOct 20, 2010 to Jan 27, 2015 · Bloomfield Hills, Mi
- L•••••••• W••••• A•••••••• L•• to W•••• F•••• A•••••••left May 6, 2016, registered May 3, 2016 (-3 days) · Other
- M••••• S•••••• to L•••••••• W••••• A•••••••• L••left Jan 27, 2015, registered May 4, 2015 (97 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address