RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• G•••••••• T•••••
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Sep 2, 2022 · Scottsdale, Az
- I•• I••••••••• A•••••••• L•• mixed wealthJan 26, 2016 to Sep 8, 2022 · San Diego, Ca
- O••••••••• • C•• I••• BD affiliatedJan 25, 2006 to Jan 19, 2016 · Boston, Ma
- I•• I••••••••• A•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Sep 8, 2022, registered Sep 2, 2022 (-6 days) · RIA to RIA
- O••••••••• • C•• I••• to I•• I••••••••• A•••••••• L••left Jan 19, 2016, registered Jan 26, 2016 (7 days) · Other
- E•••••• G•••••••• T••••• left I•• I••••••••• A•••••••• L•• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2022-09-02)Sep 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address