DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley Wayne Larson
Feed of 09/14/2026
Also filed as Bradley W Larson
At current firm
1 y
since Sep 5, 2025
In the industry
40 y
since Oct 30, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Carmel By The Sea, Ca
- Avantax Advisory Services formerJun 6, 2025 to Sep 5, 2025 · Dallas, Tx
- U.S. Bancorp Advisors, LLC BD affiliatedApr 5, 2017 to Jun 9, 2025 · Monterey, Ca
- J.P. Morgan Securities LLC wirehouseJul 22, 2014 to Apr 12, 2017 · Pacific Grove, Ca
- John Hancock Investment Management LLC asset managerDec 12, 2002 to Aug 11, 2005 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerDec 12, 2002 to Aug 11, 2005 · Boston, Ma
- J. & W. Seligman & Co. Incorporated unclassifiedOct 27, 1997 to May 14, 2002 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- U.S. Bancorp Advisors, LLC to Avantax Advisory Servicesleft Jun 9, 2025, registered Jun 6, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to U.S. Bancorp Advisors, LLCleft Apr 12, 2017, registered Apr 5, 2017 (-7 days) · Other
- John Hancock Investment Management LLC to Manulife Investment Management (US) LLCleft Aug 11, 2005, registered Dec 12, 2002 (-973 days) · Other
- Manulife Investment Management (US) LLC to J.P. Morgan Securities LLCleft Aug 11, 2005, registered Jul 22, 2014 (3267 days) · Other
- J. & W. Seligman & Co. Incorporated to John Hancock Investment Management LLCleft May 14, 2002, registered Dec 12, 2002 (212 days) · Other
Signals
- Bradley Wayne Larson left U.S. Bancorp Advisors, Llc for Avantax Advisory Services (registered 2025-06-06)Jun 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address