RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• G••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 18, 2022 · Fairfield, Nj
- M• H••••••• S••••••••• I••• BD affiliatedFeb 12, 2016 to Feb 18, 2022 · Morristown, Nj
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Feb 19, 2016 · Wall Township, Nj
- N•• E•••••• S••••••••• C••••••••• formerAug 29, 2013 to Jan 2, 2015 · Fairfield, Nj
- O•••• F•• I••• formerJun 21, 2005 to Nov 17, 2006 · Rochelle Park, Nj
- O•••• F•• I••• formerFeb 4, 2005 to Jun 13, 2005 · Rochelle Park, Nj
- C••••••••• F•••••••• N•••••• national BDJul 31, 2002 to Dec 9, 2004 · Tenafly, Nj
- M• H••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Feb 18, 2022, registered Feb 18, 2022 (0 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M• H••••••• S••••••••• I•••left Feb 19, 2016, registered Feb 12, 2016 (-7 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to N•• E•••••• S••••••••• C•••••••••left Nov 17, 2006, registered Aug 29, 2013 (2477 days) · Other
- C••••••••• F•••••••• N•••••• to O•••• F•• I•••left Dec 9, 2004, registered Feb 4, 2005 (57 days) · Other
- J•••••• G•••• left M• H••••••• S••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2022-02-18)Feb 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address