DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••• E•••• B•••••

J••••• M••••••••• S•••• L••BD affiliatedBedminster, Njdual registrantIAPD 1216336

Feed of 09/15/2026

At current firm

1 y

since Nov 6, 2024

In the industry

42 y

since Feb 16, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since Nov 6, 2024 · Bedminster, Nj
U•• F•••••••• S••••••• I••• wirehouse
Oct 30, 2014 to Nov 15, 2024 · Warren, Nj
J••• M••••• S••••••••• L•• wirehouse
Nov 17, 2005 to Oct 30, 2014 · Morristown, Nj
R•• C•••••• M••••••• L•• national BD
Nov 1, 2002 to Dec 1, 2005 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to J••••• M••••••••• S•••• L••
left Nov 15, 2024, registered Nov 6, 2024 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Oct 30, 2014, registered Oct 30, 2014 (0 days) · Wirehouse to wirehouse
R•• C•••••• M••••••• L•• to J••• M••••• S••••••••• L••
left Dec 1, 2005, registered Nov 17, 2005 (-14 days) · Affiliated broker-dealer or bank to wirehouse

Signals

P••• E•••• B••••• left U•• F•••••••• S••••••• I••• for J••••• M••••••••• S•••• L•• (registered 2024-11-06)
Nov 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address