DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
W Walter Booth
Feed of 09/14/2026
Also filed as W Walter Booth
At current firm
3 y
since Sep 22, 2022
In the industry
42 y
since Dec 2, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Folger Nolan Fleming Douglas Incorporated independent RIA currentsince Sep 22, 2022 · Washington, Dc
- Morgan Stanley wirehouseJun 1, 2009 to Aug 6, 2013 · Washington, Dc
- Morgan Stanley & Co. LLC unclassifiedFeb 4, 2008 to Jun 1, 2009 · Washington, Dc
- Wells Fargo Advisors wirehouseJul 1, 2003 to Jan 22, 2008 · Washington, Dc
- Prudential Equity Group, LLC unclassifiedAug 21, 2000 to Jul 1, 2003 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Folger Nolan Fleming Douglas Incorporatedleft Aug 6, 2013, registered Sep 22, 2022 (3334 days) · Wirehouse to independent RIA
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Morgan Stanley & Co. LLCleft Jan 22, 2008, registered Feb 4, 2008 (13 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address