DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• U••••

L•• F•••••••• L••BD affiliatedStaten Island, Nydual registrantIAPD 1219324

Feed of 09/14/2026

Also filed as Jeffrey M Unger

At current firm

1 y

since Mar 10, 2025

In the industry

34 y

since Oct 9, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 10, 2025 · Staten Island, Ny
C••••••• S••••••••• I••• BD affiliated
Jan 7, 2022 to Mar 10, 2025 · Doylestown, Pa
S•••••••• S••••••••• BD affiliated
Apr 22, 2019 to Jan 3, 2022 · Woodbridge, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 18, 2014 to Apr 12, 2019 · Pennington, Nj
M•• S••••••••• I••• unclassified
Sep 26, 2012 to May 19, 2014 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 16, 2009 to Sep 11, 2012 · Pennington, Nj
W•••• F•••• A••••••• wirehouse
May 17, 2007 to Sep 23, 2009 · Holmdel, Nj
U•• F•••••••• S••••••• I••• wirehouse
Feb 24, 2006 to Jan 17, 2007 · Lakewood, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to L•• F•••••••• L••
left Mar 10, 2025, registered Mar 10, 2025 (0 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to C••••••• S••••••••• I•••
left Jan 3, 2022, registered Jan 7, 2022 (4 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••
left Apr 12, 2019, registered Apr 22, 2019 (10 days) · Wirehouse to affiliated broker-dealer or bank
M•• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 19, 2014, registered Jun 18, 2014 (30 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• S••••••••• I•••
left Sep 11, 2012, registered Sep 26, 2012 (15 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 23, 2009, registered Oct 16, 2009 (23 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jan 17, 2007, registered May 17, 2007 (120 days) · Wirehouse to wirehouse

Signals

J•••••• U•••• left C••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-03-10)
Mar 10, 2025 · Advisor changed firm · fact
J•••••• U•••• left S•••••••• S••••••••• for C••••••• S••••••••• I••• (registered 2022-01-07)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address