DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Warren Morrison
Certified Financial Planner
Feed of 09/15/2026
At current firm
13 y
since Jul 1, 2013
In the industry
42 y
since Apr 25, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince Jul 1, 2013 · Fountain Valley, Ca
- Financial Advisers Of America, LLC formerApr 19, 2010 to Apr 22, 2013 · Carlsbad, Ca
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Apr 16, 2010 · Saint Petersburg, Fl
- Raymond James Financial Services, Inc. unclassifiedNov 10, 2006 to Jan 2, 2009 · Fountain Valley, Ca
- Commonwealth Financial Network national BDJan 26, 2006 to Oct 19, 2006 · Irvine, Ca
- Banc Of America Investment Services, Inc. unclassifiedMay 12, 1998 to Oct 25, 2005 · Huntington Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Financial Advisers Of America, LLC to Regal Investment Advisors LLCleft Apr 22, 2013, registered Jul 1, 2013 (70 days) · Other
- Raymond James Financial Services Advisors, Inc to Financial Advisers Of America, LLCleft Apr 16, 2010, registered Apr 19, 2010 (3 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Commonwealth Financial Network to Raymond James Financial Services, Inc.left Oct 19, 2006, registered Nov 10, 2006 (22 days) · Other
- Banc Of America Investment Services, Inc. to Commonwealth Financial Networkleft Oct 25, 2005, registered Jan 26, 2006 (93 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address