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Registered advisor
M•••••• D•••• D••••••
Feed of 09/14/2026
At current firm
3 y
since Sep 23, 2022
In the industry
42 y
since Apr 10, 1984 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••••••• W••••• M••••••••• state registered currentsince Sep 23, 2022 · Hardwick, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 2015 to Oct 22, 2021 · Lake Hopatcong, Nj
- E•••••••• A•••••••• L•• national BDSep 18, 2012 to May 13, 2015 · Morristown, Nj
- E••••• J•••• national BDAug 27, 2009 to Sep 19, 2012 · Mt. Arlington, Nj
- L•• F•••••••• L•• BD affiliatedApr 26, 2007 to Aug 12, 2009 · Chestertown, Md
- P•• W••••• M••••••••• BD affiliatedDec 11, 2006 to Mar 14, 2007 · Dover, De
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMay 4, 2006 to Jun 30, 2006 · Annapolis, Md
- S••••••• I••••••••• S•••••••• I••• formerApr 12, 2006 to Apr 18, 2006 · Easton, Md
- C••••• I••••••••• S••••••• L•• formerNov 11, 2005 to Feb 10, 2006 · Chestertown, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••••• W••••• M•••••••••left Oct 22, 2021, registered Sep 23, 2022 (336 days) · Wirehouse to a state-registered adviser
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 13, 2015, registered Dec 16, 2015 (217 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to E•••••••• A•••••••• L••left Sep 19, 2012, registered Sep 18, 2012 (-1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to E••••• J••••left Aug 12, 2009, registered Aug 27, 2009 (15 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Mar 14, 2007, registered Apr 26, 2007 (43 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to P•• W••••• M•••••••••left Jun 30, 2006, registered Dec 11, 2006 (164 days) · Other
- S••••••• I••••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Apr 18, 2006, registered May 4, 2006 (16 days) · Other
- C••••• I••••••••• S••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Feb 10, 2006, registered Apr 12, 2006 (61 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address