RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M•••••• R••••••••
- H••••• • S••••• A••••••• S••••••• L•• other currentsince Feb 1, 2021 · Dewitt, Ny
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Jun 29, 2004 · Pittsburgh, Pa
- J••••• H•••••••• W••• L••••• L•• formerSep 12, 2002 to Jan 1, 2004 · Pittsburgh, Pa
- P•• W••••• M••••••••• to H••••• • S••••• A••••••• S••••••• L••left Jun 29, 2004, registered Feb 1, 2021 (6061 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address