DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ted Howard Abers
Feed of 09/14/2026
At current firm
17 y
since Jun 1, 2009
In the industry
42 y
since Mar 14, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 1, 2009 · Fort Lauderdale, Fl
- Citigroup Global Markets Inc. BD affiliatedMay 11, 2009 to Jun 1, 2009 · Ft. Lauderdale, Fl
- Wells Fargo Advisors wirehouseJul 1, 2003 to May 4, 2009 · Fort Lauderdale, Fl
- Prudential Equity Group, LLC unclassifiedJan 3, 1997 to Jul 1, 2003 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Citigroup Global Markets Inc.left May 4, 2009, registered May 11, 2009 (7 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address