DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Harvest Financial Advisors, LLC
Latest filing Jul 6, 2026
First filing on the tape Mar 19, 2012 · 33 filings
SEC status approved since Nov 16, 2007
RAUM
$671M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$671M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$74.6M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$671M as of Jul 6, 2026
Mar 19, 2012$360M then
HNW client RAUM$190M as of Jul 6, 2026
Mar 30, 2018$188M then
State-registered IARs (5.B.3)8 as of Jul 6, 2026
Mar 19, 20120 then
Employees (5.A)9 as of Jul 6, 2026
Mar 21, 20134 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $74.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.0MderivedHNW RAUM over HNW clients
- Average account
- $479,987derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Custody
- $29.2M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$481M72%
- High-net-worth individuals$190M28%
- Individual clients
- 421reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,398reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29.2M for 54 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marc Erle HennCertified Financial Planner | Cincinnati, Oh | Nov 20, 2007 | 35 y | 1 |
| Bruce Mason | Cincinnati, Oh | Jul 9, 2008 | 18 y | 1 |
| Paul E. Burgdorf | West Chester, Oh | Jan 3, 2011 | 17 y | 0 |
| Monica Lynn DwyerCertified Financial Planner | West Chester, Oh | Apr 18, 2018 | 21 y | 1 |
| Matthew Mark Savoti | West Chester, Oh | Apr 21, 2023 | 16 y | 1 |
| Benjamin Francis Hunter | West Chester, Oh | Dec 19, 2023 | 13 y | 0 |
| Joy Michelle SchlieCertified Financial Planner | West Chester, Oh | Jan 31, 2024 | 27 y | 4 |
| Ryan D Motsinger | West Chester, Oh | Feb 10, 2025 | 10 y | 2 |
| Gaye Clarke Lampert | West Chester, Oh | Apr 14, 2026 | 42 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Mathew Gehri to MML Investors Services, LLCJan 24, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Ryan D Motsinger from MML Investors Services, LLCFeb 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joy Michelle Schlie from Cetera Advisors LLCJan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Matthew Mark Savoti from Ameriprise Financial Services, LLCApr 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Gaye Clarke Lampert from Nwf Advisory Services IncAug 6, 2021 · Other
- John Mathew Gehri from Northwestern Mutual Investment Services,LLCJun 9, 2021 · Other
- Monica Lynn Dwyer from Strategic Advisers LLCApr 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- Bruce Mason from Haberer Registered Investment Advisor IncJul 9, 2008 · Other
- Marc Erle Henn from Haberer Registered Investment Advisor IncNov 20, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E. Paul Burgdorf · Senior Vice Presidentcontrolsince 01/2022 · owns 25% to 50%
- Erle Marc Henn · President/Chief Compliance Officercontrolsince 06/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Oh · principal | 7 | 1 | 0 | ||
| Cincinnati, Oh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 96.0% to 72.0% between the annual amendments of 2025-04-01 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Discretionary RAUM · $481M to $647MMar 31, 2026 to Jul 6, 2026
- Non-discretionary RAUM · $190M to $23.8MMar 31, 2026 to Jul 6, 2026
- Accounts · 1,295 to 1,398Aug 18, 2025 to Mar 31, 2026
- HNW clients · 18 to 21Aug 18, 2025 to Mar 31, 2026
- Individual clients · 400 to 421Aug 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $560M to $481MAug 18, 2025 to Mar 31, 2026
- HNW RAUM · $163M to $190MAug 18, 2025 to Mar 31, 2026
- Individual RAUM · $420M to $481MAug 18, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $22.7M to $190MAug 18, 2025 to Mar 31, 2026
- RAUM · $583M to $671MAug 18, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 8Apr 18, 2024 to Apr 1, 2025
- Discretionary RAUM · $446M to $560MApr 18, 2024 to Apr 1, 2025
- HNW RAUM · $130M to $163MApr 18, 2024 to Apr 1, 2025
- Individual RAUM · $339M to $420MApr 18, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $22.1M to $22.7MApr 18, 2024 to Apr 1, 2025
- RAUM · $469M to $583MApr 18, 2024 to Apr 1, 2025
- Accounts · 1,157 to 1,295Apr 18, 2024 to Apr 1, 2025
- HNW clients · 17 to 18Apr 18, 2024 to Apr 1, 2025
- Individual clients · 363 to 400Apr 18, 2024 to Apr 1, 2025
- Assets in custody · $21.1M to $29.2MApr 18, 2024 to Apr 1, 2025
- Employees · 10 to 9Apr 18, 2024 to Apr 1, 2025
- Financial planning clients · 1-10 to 1-10Apr 18, 2024 to Apr 1, 2025
- Accounts · 1,115 to 1,157Mar 29, 2024 to Apr 18, 2024
- HNW clients · 12 to 17Mar 29, 2024 to Apr 18, 2024
- Individual clients · 391 to 363Mar 29, 2024 to Apr 18, 2024
- Discretionary RAUM · $389M to $446MMar 29, 2024 to Apr 18, 2024
- HNW RAUM · $88.3M to $130MMar 29, 2024 to Apr 18, 2024
- Individual RAUM · $318M to $339MMar 29, 2024 to Apr 18, 2024
- Non-discretionary RAUM · $17.2M to $22.1MMar 29, 2024 to Apr 18, 2024
- RAUM · $406M to $469MMar 29, 2024 to Apr 18, 2024
- Accounts · 984 to 1,115Apr 5, 2022 to Mar 22, 2023
- Advisory employees · 4 to 5Apr 5, 2022 to Mar 22, 2023
- HNW clients · 13 to 12Apr 5, 2022 to Mar 22, 2023
- Individual clients · 326 to 391Apr 5, 2022 to Mar 22, 2023
- Assets in custody · $18.8M to $21.1MApr 5, 2022 to Mar 22, 2023
- Employees · 6 to 10Apr 5, 2022 to Mar 22, 2023
- State-registered IARs · 4 to 5Apr 5, 2022 to Mar 22, 2023
- Discretionary RAUM · $380M to $389MApr 5, 2022 to Mar 22, 2023
- HNW RAUM · $109M to $88.3MApr 5, 2022 to Mar 22, 2023
- Individual RAUM · $293M to $318MApr 5, 2022 to Mar 22, 2023
Signals
2 dated events
- John Mathew Gehri left Harvest Financial Advisors, Llc for Mml Investors Services, Llc (registered 2023-01-24)Jan 24, 2023 · Advisor changed firm · fact
- E. Paul Burgdorf (Senior Vice President) appeared on Schedule A of Harvest Financial Advisors, LlcMar 29, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-310-4430reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 513-779-3030reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- HARVESTADVISER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-779-3030reportedpublic record, Form ADV, Jul 6, 2026
- Team page
- harvestadvisors.com/about/our-peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026