DFX Intelligence
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Team lift-out
3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• R•••• W••••• P•••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Arturo Ynocencio Casanova Lumpkin | Louisburg, Nc | Dec 31, 2023 | Jan 11, 2024 |
| James "Tripp" Parker Lumpkin | Raleigh, Nc | Dec 31, 2023 | Feb 16, 2024 |
| James Parker Lumpkin | Louisburg, Nc | Dec 31, 2023 | Jan 11, 2024 |
The rule
- Registrations ended
- Dec 31, 2023
- Registered next
- Jan 11, 2024 to Feb 16, 2024
- Branch state
- NC
- Cities
- 2, most in Louisburg, Nc
- Registered there that day
- 5,537 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape