RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• B•••• Y•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Nashville, Tn
- F•••• H•••••• A•••••••• I•• formerJan 7, 2015 to Aug 21, 2025 · Nashville, Tn
- T• P•••••• C••••• W••••• L•• BD affiliatedJun 26, 2013 to Feb 28, 2014 · Greenville, Sc
- I•••••••• S••••••••• I••• unclassifiedFeb 12, 2008 to Apr 1, 2009 · Raleigh, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedOct 3, 2005 to Jun 27, 2012 · Raleigh, Nc
- S••••••• I••••••••• S•••••••• I••• formerJul 11, 2002 to Sep 9, 2005 · Nashville, Tn
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- T• P•••••• C••••• W••••• L•• to F•••• H•••••• A•••••••• I••left Feb 28, 2014, registered Jan 7, 2015 (313 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to I•••••••• S••••••••• I•••left Jun 27, 2012, registered Feb 12, 2008 (-1597 days) · Other
- I•••••••• S••••••••• I••• to T• P•••••• C••••• W••••• L••left Apr 1, 2009, registered Jun 26, 2013 (1547 days) · Other
- S••••••• I••••••••• S•••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Sep 9, 2005, registered Oct 3, 2005 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address