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Feed of 09/14/2026
Also filed as A•••• K••••••••• K••••••••• S•••••••
At current firm
4 y
since Feb 2, 2022
In the industry
35 y
since May 21, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 2, 2022 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseAug 31, 2017 to Jan 18, 2022 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 31, 2017 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 27, 2005 to Jun 1, 2009 · Los Angeles, Ca
- A• G• E•••••• • S•••• I••• unclassifiedJun 28, 2002 to Apr 19, 2005 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jan 18, 2022, registered Feb 2, 2022 (15 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 31, 2017, registered Aug 31, 2017 (0 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Apr 19, 2005, registered Apr 27, 2005 (8 days) · Other
Signals
- ••• LockedJan 18, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address