DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sanford J Prizant
Feed of 09/15/2026
Also filed as Sandy Prinzant
At current firm
7 y
since Mar 18, 2019
In the industry
40 y
since Jul 22, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cg Advisory Services independent RIA currentsince Mar 18, 2019 · Williamston, Mi
- Ipi Wealth Management, Inc. BD affiliatedMay 30, 2013 to Mar 14, 2019 · Deerfield, Il
- United Advisors formerDec 11, 2012 to Jan 29, 2014 · Deerfield, Il
- Independent Financial Group, LLC BD affiliatedApr 26, 2011 to May 29, 2012 · Riverwood, Il
Moves
a registration end followed by a registration begin elsewhere
- Ipi Wealth Management, Inc. to Cg Advisory Servicesleft Mar 14, 2019, registered Mar 18, 2019 (4 days) · Affiliated broker-dealer or bank to independent RIA
- United Advisors to Ipi Wealth Management, Inc.left Jan 29, 2014, registered May 30, 2013 (-244 days) · Other
- Independent Financial Group, LLC to United Advisorsleft May 29, 2012, registered Dec 11, 2012 (196 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address