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Registered advisor
J••••• C• A•••••••
Feed of 09/14/2026
Also filed as Joseph Carroll Anderson
At current firm
6 y
since Mar 17, 2020
In the industry
42 y
since Jun 27, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 17, 2020 · Pennington, Nj
- A••••••• F•••••••• A•••••••• L•• BD affiliatedSep 8, 2010 to Feb 25, 2020 · Huntingdon Valley, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 21, 2010 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 3, 2002 to Jun 1, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••• F•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 25, 2020, registered Mar 17, 2020 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to A••••••• F•••••••• A•••••••• L••left Jul 21, 2010, registered Sep 8, 2010 (49 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address