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Registered advisor
J••••• I•••• W••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joe W••••
At current firm
3 y
since Jun 29, 2023
In the industry
40 y
since Mar 13, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Morrison, Il
- C••••• A••••••• L•• formerJan 1, 2004 to Feb 2, 2007 · Denver, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 1, 2004 to Jun 9, 2021 · Naperville, Il
- L••••• S••••• S••••••••• I••• unclassifiedMar 11, 2002 to Jan 1, 2004 · Itasca, Il
- V••••• S••••••••• C••••••••• unclassifiedJan 8, 2001 to Jan 1, 2004 · Hinsdale, Il
- I••••••••• A••••••• G•••• C••• formerFeb 20, 1999 to Dec 31, 2004 · Sterling, Il
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Feb 2, 2007, registered Jan 1, 2004 (-1128 days) · Other
- I••••••••• A••••••• G•••• C••• to V••••• S••••••••• C•••••••••left Dec 31, 2004, registered Jan 8, 2001 (-1453 days) · Other
- V••••• S••••••••• C••••••••• to L••••• S••••• S••••••••• I•••left Jan 1, 2004, registered Mar 11, 2002 (-661 days) · Other
- L••••• S••••• S••••••••• I••• to C••••• A••••••• L••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address