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Registered advisor
B•••••• L•• E••••••••
Feed of 09/15/2026
Also filed as Lee E••••••••
At current firm
17 y
since Jun 11, 2009
In the industry
42 y
since Jun 28, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 11, 2009 · Franklin, Tn
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 26, 2009 · Charleston, Wv
- P••••••••• E••••• G••••• L•• unclassifiedJan 31, 2003 to Jul 1, 2003 · Charleston, Wv
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left May 26, 2009, registered Jun 11, 2009 (16 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address