R••••• J••••• P••••••

• T••••••• I••••••••• M••••••••• I••• BD affiliated current
  since Jan 20, 2023 · Rockledge, Fl
• A••••• A•• P••••••• S••••••• BD affiliated
  Feb 2, 2016 to Apr 2, 2019 · Tampa, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Jul 19, 2005 to Apr 6, 2015 · Trinity, Fl
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Jun 6, 2001 to Mar 10, 2004 · Charlotte, Nc

• A••••• A•• P••••••• S••••••• to T••••••• I••••••••• M••••••••• I•••
  left Apr 2, 2019, registered Jan 20, 2023 (1389 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• • A••••••••• I••• to A••••• A•• P••••••• S•••••••
  left Apr 6, 2015, registered Feb 2, 2016 (302 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Mar 10, 2004, registered Jul 19, 2005 (496 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address