RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C•••••• R•••••••
- T•• A•••••••• I••• BD affiliated currentsince Mar 16, 2021 · Cedar Park, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Dec 31, 2019 · Cumming, Ga
- V••• F•••••••• P•••••••• L•• formerJun 7, 2006 to Jan 3, 2011 · Cumming, Ga
- T•••• S••••• S••••••••• I••• formerFeb 11, 2003 to Jun 8, 2006 · Cumming, Ga
- V••• F•••••••• A•••••••• I••• to T•• A•••••••• I•••left Dec 31, 2019, registered Mar 16, 2021 (441 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- T•••• S••••• S••••••••• I••• to V••• F•••••••• P•••••••• L••left Jun 8, 2006, registered Jun 7, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address