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Registered advisor
M•••••• J••••• H••••••
Feed of 09/14/2026
At current firm
13 y
since Apr 8, 2013
In the industry
42 y
since Aug 3, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 8, 2013 · Bellevue, Wa
- W•••• F•••• A••••••• wirehouseJun 1, 2011 to Apr 5, 2013 · Bellevue, Wa
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jun 1, 2011 · Bellevue, Wa
- W•••• F•••• I••••••••• L•• unclassifiedMay 22, 1996 to Jan 3, 2011 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 5, 2013, registered Apr 8, 2013 (3 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 1, 2011, registered Jun 1, 2011 (0 days) · channel change inside one enterprise, not a move
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address