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Registered advisor
A••• J•••• S••••••
Feed of 09/15/2026
At current firm
5 y
since Dec 1, 2020
In the industry
42 y
since Jul 27, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Dec 1, 2020 · St. Louis, Mo
- R•••••• J•••• • A••••••••• I••• national BDAug 28, 2013 to Dec 24, 2020 · St Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 31, 2008 to Aug 30, 2013 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseJan 14, 2003 to Oct 30, 2008 · Roseville, Ca
- M••••• S•••••• D• I••• unclassifiedJul 8, 1997 to Jan 15, 2003 · Citrus Heights, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to B••••••• F• E•••••• • C••••••• I•••••••••left Dec 24, 2020, registered Dec 1, 2020 (-23 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Aug 30, 2013, registered Aug 28, 2013 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 30, 2008, registered Oct 31, 2008 (1 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jan 15, 2003, registered Jan 14, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address