DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• A••••••

E• W••••• A•••••••independent RIATorrance, Ca IA-onlyIAPD 1288750

Feed of 09/14/2026

Also filed as Sherry Callier

At current firm

0 y

since Apr 9, 2026

In the industry

42 y

since Sep 5, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Apr 9, 2026 · Westlake Village, Ca
C•••••• S••••• • C••• I••• national BD
Sep 12, 2018 to Jan 31, 2026 · Woodland Hills, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 12, 2014 to Jul 6, 2018 · Thousand Oaks, Ca
T• A••••••••• I••• former
Feb 12, 2014 to Jul 6, 2018 · Thousand Oaks, Ca
W•••• F•••• A••••••• wirehouse
Mar 24, 2004 to May 12, 2005 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E• W••••• A•••••••
left Jan 31, 2026, registered Apr 9, 2026 (68 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 6, 2018, registered Sep 12, 2018 (68 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 6, 2018, registered Feb 12, 2014 (-1605 days) · channel change inside one enterprise, not a move
W•••• F•••• A••••••• to T• A••••••••• I•••
left May 12, 2005, registered Feb 12, 2014 (3198 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

S••••• A•••••• left C•••••• S••••• • C••• I••• for E• W••••• A••••••• (registered 2026-04-09)
Jan 31, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address