RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• A••••• M•••••
- M••••• S•••••• wirehouse currentsince May 26, 2023 · Annapolis, Md
- W•••• F•••• A••••••• wirehouseJan 27, 2006 to Jun 23, 2023 · Columbia, Md
- M••••• S•••••• D• I••• unclassifiedJul 12, 2004 to Jan 31, 2006 · Ellicott Cty, Md
- W•••• F•••• A••••••• to M••••• S••••••left Jun 23, 2023, registered May 26, 2023 (-28 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jan 31, 2006, registered Jan 27, 2006 (-4 days) · Other
- C••••••• A••••• M••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2023-05-26)Jun 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address