RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• G••• K•••••
- P••••••• L•• asset manager currentsince Aug 18, 2014 · Indianapolis, In
- D••••• W••••• M••••••••• L•• unclassifiedJan 18, 2013 to Jun 26, 2013 · Palm Beach Gardens, Fl
- G•• A••••••• S•••••••• L•• asset managerJan 14, 2005 to Jul 21, 2010 · Greenwich, Ct
- D••••• W••••• M••••••••• L•• to P••••••• L••left Jun 26, 2013, registered Aug 18, 2014 (418 days) · Other
- G•• A••••••• S•••••••• L•• to D••••• W••••• M••••••••• L••left Jul 21, 2010, registered Jan 18, 2013 (912 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address