RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• K•••• B••••••
- B•• A•••• M••••••••• L•• mixed wealth currentsince Apr 3, 2026 · Springfield, Il
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJul 25, 2006 to Dec 26, 2018 · Columbus, Oh
- N••••••••• I••••••••• S••••••• C••••••••• unclassifiedJul 25, 2006 to Dec 5, 2006 · Kansas City, Mo
- N••••••••• I••••••••• A•••••••• L•• to B•• A•••• M••••••••• L••left Dec 26, 2018, registered Apr 3, 2026 (2655 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••left Dec 5, 2006, registered Jul 25, 2006 (-133 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address