RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••••• B••••••
- A•••• C•••••• C•••• BD affiliated currentsince Jul 26, 2021 · Syracuse, Ny
- P•••••••• S••••••••• I••• BD affiliatedJun 30, 2021 to Jul 14, 2021 · Syracuse, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Mar 23, 2007 · Cicero , Ny
- Q•••• • R•••••• I••• unclassifiedJul 1, 2004 to Oct 20, 2004 · Cicero, Ny
- P•••••••• S••••••••• I••• to A•••• C•••••• C••••left Jul 14, 2021, registered Jul 26, 2021 (12 days) · Affiliated broker-dealer or bank to another
- B••• O• A•••••• I••••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Mar 23, 2007, registered Jun 30, 2021 (5213 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address