RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• L••• D•••••••
- L•••••• I••••••••• independent RIA currentsince Feb 21, 2024 · Fort Washington, Pa
- B•••••••• C•••••• M••••••••• L•• asset managerSep 23, 2011 to Mar 4, 2015 · Wayne, Pa
- V••••• B•••• C•••••• G•••• independent RIAMay 21, 2010 to Nov 10, 2011 · King Of Prussia, Pa
- A•••••••• W••••• A••••••• I•• otherJan 21, 2010 to Feb 4, 2010
- B•••••••• C•••••• M••••••••• L•• to L•••••• I•••••••••left Mar 4, 2015, registered Feb 21, 2024 (3276 days) · Other
- V••••• B•••• C•••••• G•••• to B•••••••• C•••••• M••••••••• L••left Nov 10, 2011, registered Sep 23, 2011 (-48 days) · Other
- A•••••••• W••••• A••••••• I•• to V••••• B•••• C•••••• G••••left Feb 4, 2010, registered May 21, 2010 (106 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address