DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••••• B•••• C•••••• G••••
Legal name V••••• B•••• C•••••• G••••• I•••
Latest filing Feb 28, 2026
First filing on the tape Dec 14, 2011 · 17 filings
SEC status approved since Jul 27, 2018
RAUM
$223M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
84%
$188M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$37.2M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$223M as of Feb 28, 2026
Feb 29, 2012$61.3M then
HNW client RAUM$159M as of Feb 28, 2026
Mar 11, 2019$79.4M then
State-registered IARs (5.B.3)6 as of Feb 28, 2026
Mar 11, 20197 then
Employees (5.A)6 as of Feb 28, 2026
Mar 11, 20197 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Feb 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $37.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $606,706derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $77.6M, 55 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M71%
- Individuals$29.3M13%
- Pension and profit-sharing plans$21.4M9.6%
- Corporations and businesses$13.6M6.1%
- Individual clients
- 137reported
- HNW clients
- 59reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 368reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.6M for 55 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• J•• M•••••Certified Financial Planner | Venetia, Pa | Nov 23, 2004 | 41 y | 0 |
| J•••• A••• R•••• | Venetia, Pa | Dec 23, 2004 | 30 y | 0 |
| R••••• M•••••• P•••• | Venetia, Pa | Mar 23, 2007 | 38 y | 0 |
| B••••••• L•••• M•••••Chartered Financial Analyst | Venetia, Pa | Apr 24, 2017 | 11 y | 0 |
| D••••• W•••••• Y••••• | Pittsburgh, Pa | Oct 23, 2018 | 11 y | 0 |
| R•••••• J••• T••• | Kittanning, Pa | Oct 23, 2018 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••• L••• D••••••• to B•••••••• C•••••• M••••••••• L••Nov 10, 2011 · Other
- J•••• D••• H••••••••• to B•••••••• C•••••• M••••••••• L••Nov 10, 2011 · Other
- L•• A••••• C•••• to B•••••••• C•••••• M••••••••• L••Nov 10, 2011 · Other
- G•••••• F•••• B•••••••• to A••••••••• F•••••••• S•••••••• L••Sep 14, 2011 · Other
Joined, latest
- M•••• L••• D••••••• from A•••••••• W••••• A••••••• I••May 21, 2010 · Other
- J•••• D••• H••••••••• from A•••••••• W••••• A••••••• I••May 21, 2010 · Other
- L•• A••••• C•••• from 1••• A•••••••May 21, 2010 · Other
- G•••••• F•••• B•••••••• from C•••••• S••••• • C••• I•••Apr 21, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• G••••••• J•• · Principalcontrolsince 03/2006 · owns 25% to 50%
- P••••• R•••••• M•••••• · Principal/Chief Compliance Officercontrolsince 07/2009 · owns 25% to 50%
- R••••• J••••• A••• · Principalcontrolsince 03/2006 · owns 25% to 50%
- M•••••• B•••••••• L•••• · Associatesince 01/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
- D••••• W•••••• Y•••••insurancen
- M••• S• M•••••insurancen
- R•••••• J••• T•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Venetia, Pa · principal | 6 | 0 | 0 | ||
| Kittanning, Pa | 2 | 0 | 0 | ||
| Pittsburgh, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kittanning, PA3 employees
- Pittsburgh, PA3 employees
What changed
consecutive filings, newest first
- Accounts · 313 to 368Mar 5, 2025 to Feb 28, 2026
- Advisory employees · 7 to 6Mar 5, 2025 to Feb 28, 2026
- Corporate clients · 3 to 5Mar 5, 2025 to Feb 28, 2026
- HNW clients · 52 to 59Mar 5, 2025 to Feb 28, 2026
- Individual clients · 126 to 137Mar 5, 2025 to Feb 28, 2026
- Pension plan clients · 2 to 3Mar 5, 2025 to Feb 28, 2026
- Assets in custody · $66.6M to $77.6MMar 5, 2025 to Feb 28, 2026
- Employees · 7 to 6Mar 5, 2025 to Feb 28, 2026
- State-registered IARs · 7 to 6Mar 5, 2025 to Feb 28, 2026
- Discretionary RAUM · $177M to $202MMar 5, 2025 to Feb 28, 2026
- HNW RAUM · $143M to $159MMar 5, 2025 to Feb 28, 2026
- Individual RAUM · $28.1M to $29.3MMar 5, 2025 to Feb 28, 2026
- Non-discretionary RAUM · $14.7M to $21.4MMar 5, 2025 to Feb 28, 2026
- Pension RAUM · $14.7M to $21.4MMar 5, 2025 to Feb 28, 2026
- RAUM · $192M to $223MMar 5, 2025 to Feb 28, 2026
- Accounts · 314 to 313Mar 22, 2024 to Mar 5, 2025
- HNW clients · 48 to 52Mar 22, 2024 to Mar 5, 2025
- Individual clients · 130 to 126Mar 22, 2024 to Mar 5, 2025
- Assets in custody · $50.8M to $66.6MMar 22, 2024 to Mar 5, 2025
- Financial planning clients · 26-50 to 26-50Mar 22, 2024 to Mar 5, 2025
- Discretionary RAUM · $155M to $177MMar 22, 2024 to Mar 5, 2025
- HNW RAUM · $123M to $143MMar 22, 2024 to Mar 5, 2025
- Individual RAUM · $26.5M to $28.1MMar 22, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $13.6M to $14.7MMar 22, 2024 to Mar 5, 2025
- Pension RAUM · $13.6M to $14.7MMar 22, 2024 to Mar 5, 2025
- RAUM · $169M to $192MMar 22, 2024 to Mar 5, 2025
- Accounts · 319 to 314Feb 22, 2023 to Mar 22, 2024
- HNW clients · 40 to 48Feb 22, 2023 to Mar 22, 2024
- Individual clients · 128 to 130Feb 22, 2023 to Mar 22, 2024
- Pension plan clients · 3 to 2Feb 22, 2023 to Mar 22, 2024
- Assets in custody · $68.6M to $50.8MFeb 22, 2023 to Mar 22, 2024
- Discretionary RAUM · $141M to $155MFeb 22, 2023 to Mar 22, 2024
- HNW RAUM · $111M to $123MFeb 22, 2023 to Mar 22, 2024
- Individual RAUM · $25.3M to $26.5MFeb 22, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $14.6M to $13.6MFeb 22, 2023 to Mar 22, 2024
- Pension RAUM · $14.6M to $13.6MFeb 22, 2023 to Mar 22, 2024
- RAUM · $156M to $169MFeb 22, 2023 to Mar 22, 2024
- Accounts · 299 to 319Mar 8, 2022 to Feb 22, 2023
- HNW clients · 47 to 40Mar 8, 2022 to Feb 22, 2023
- Individual clients · 126 to 128Mar 8, 2022 to Feb 22, 2023
Signals
1 dated events
- B•••••••• W••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Jun 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- mstcpas.com/wealthmanagement.phpreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 724-941-8625reportedpublic record, Form ADV, Feb 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026