DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• D•••• K•••••

W•••• F•••• A•••••••wirehouseAlpharetta, Gadual registrantIAPD 1311034

Feed of 09/14/2026

At current firm

0 y

since Mar 16, 2026

In the industry

41 y

since Nov 14, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 16, 2026 · Alpharetta, Ga
S•••••• N••••••• • C••••••• I••••••••• national BD
May 8, 2017 to Mar 25, 2026 · Atlanta, Ga
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to May 23, 2017 · Alpharetta, Ga
M••••• K••••• • C••••••• L•• former
Apr 2, 2007 to Feb 13, 2013 · Alpharetta, Ga
W•••• F•••• A••••••• wirehouse
Feb 16, 2007 to Mar 20, 2007 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
left Mar 25, 2026, registered Mar 16, 2026 (-9 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left May 23, 2017, registered May 8, 2017 (-15 days) · Affiliated broker-dealer or bank to another
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
left Mar 20, 2007, registered Apr 2, 2007 (13 days) · Other

Signals

Mark David Kopkin left Stifel, Nicolaus & Company, Incorporated for Wells Fargo Advisors (registered 2026-03-16)
Mar 25, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address