The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S•••• E••••• D•••••
- Professional profile
- ••• Lockedreportedandpartners.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- •••••••• independent RIA currentsince Nov 20, 2023 · Austin, Tx
- W•••• F•••• A••••••• wirehouseApr 4, 2006 to Sep 25, 2023 · Newport Beach, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 24, 2000 to Apr 24, 2006 · Newport Beach, Ca
- W•••• F•••• A••••••• to ••••••••left Sep 25, 2023, registered Nov 20, 2023 (56 days) · Wirehouse to independent RIA
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 24, 2006, registered Apr 4, 2006 (-20 days) · Other
- ••• LockedSep 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address