DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J•••• C•••••••••

S••••• F•••••••• G•••••• I•••state registeredAfton, VaIA-onlyIAPD 1316260

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as D•••• J•••• C•••••••••

At current firm

5 y

since Jun 19, 2021

In the industry

41 y

since Dec 5, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F•••••••• G•••••• I••• state registered current
since Jun 19, 2021 · Afton, Va
A• W••••• M••••••••• L•• BD affiliated
May 5, 2021 to Jun 18, 2021 · Afton, Va
A• W••••• M••••••••• L•• BD affiliated
Dec 4, 2017 to May 4, 2021 · Afton, Va
C•••••• A••••••• BD affiliated
Aug 30, 2013 to Nov 17, 2014 · Afton, Va
B••• I••••••••• S•••••••• I••• former
Jul 19, 2010 to Jul 24, 2013 · Charlottesville, Va
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
Jun 22, 2004 to Dec 31, 2004 · Afton, Va

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to S••••• F•••••••• G•••••• I•••
left Jun 18, 2021, registered Jun 19, 2021 (1 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
C•••••• A••••••• to A• W••••• M••••••••• L••
left Nov 17, 2014, registered Dec 4, 2017 (1113 days) · Other
B••• I••••••••• S•••••••• I••• to C•••••• A•••••••
left Jul 24, 2013, registered Aug 30, 2013 (37 days) · Other
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••
left Dec 31, 2004, registered Jul 19, 2010 (2026 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address