RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• J••• F••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 17, 2016 · San Rafael, Ca
- G••••• W••••• M••••••••• I••• BD affiliatedAug 17, 2005 to Feb 19, 2016 · King Of Prussia, Pa
- W••••• S••••• A••••••• I•• unclassifiedJan 23, 1996 to Oct 4, 2005 · King Of Prussia, Pa
- I•• R•••••• A••••••• I•• formerJan 3, 1995 to Apr 2, 2008 · Berwyn, Pa
- A••••••• F•••••••• M••••••••• G••••• L••• formerSep 1, 1992 to Oct 28, 2008 · Berwyn, Pa
- G••••• W••••• M••••••••• I••• to G••••• R••••••••• P••••••• L••left Feb 19, 2016, registered Feb 17, 2016 (-2 days) · Other
- A••••••• F•••••••• M••••••••• G••••• L••• to I•• R•••••• A••••••• I••left Oct 28, 2008, registered Jan 3, 1995 (-5047 days) · Other
- I•• R•••••• A••••••• I•• to W••••• S••••• A••••••• I••left Apr 2, 2008, registered Jan 23, 1996 (-4453 days) · Other
- W••••• S••••• A••••••• I•• to G••••• W••••• M••••••••• I•••left Oct 4, 2005, registered Aug 17, 2005 (-48 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address