DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Matthew Thorbahn
Feed of 09/14/2026
Also filed as Peter Mathew Thorbahn
At current firm
1 y
since Mar 7, 2025
In the industry
41 y
since Jul 12, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Mar 7, 2025 · Norwell, Ma
- Moors & Cabot, Inc BD affiliatedMay 8, 2012 to Jan 29, 2025 · Norwell, Ma
- Wells Fargo Advisors wirehouseJan 1, 2008 to May 4, 2012 · Norwell, Ma
- A. G. Edwards & Sons, Inc. unclassifiedDec 12, 2006 to Jan 1, 2008 · Norwell, Ma
- Perpetual Financial state registeredMar 22, 2005 to Dec 6, 2006 · West Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
- Moors & Cabot, Inc to Advisory Services Networkleft Jan 29, 2025, registered Mar 7, 2025 (37 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Moors & Cabot, Incleft May 4, 2012, registered May 8, 2012 (4 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- Perpetual Financial to A. G. Edwards & Sons, Inc.left Dec 6, 2006, registered Dec 12, 2006 (6 days) · Other
Signals
- Peter Matthew Thorbahn left Moors & Cabot, Inc for Advisory Services Network (registered 2025-03-07)Jan 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address