RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Jul 27, 2010 · Flagler Beach, Fl
- G••••• W••••• M••••••••• I••• BD affiliatedMar 31, 2005 to Jul 16, 2010 · Jacksonville, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 21, 1999 to Mar 7, 2005 · Augustine, Fl
- G••••• W••••• M••••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jul 16, 2010, registered Jul 27, 2010 (11 days) · Other
- R•••••• J•••• • A••••••••• I••• to G••••• W••••• M••••••••• I•••left Mar 7, 2005, registered Mar 31, 2005 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address