DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T••••• W•••••• H••••••

L•• F•••••••• L••BD affiliatedKennesaw, Gadual registrantIAPD 1330848

Feed of 09/14/2026

Also filed as Tom Headlee

At current firm

1 y

since May 1, 2025

In the industry

41 y

since Mar 5, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 1, 2025 · Kennesaw, Ga
G•••• P•••• A•••••••• L•• former
Apr 1, 2021 to May 1, 2025 · Rockville, Md
H• B•••• I••• former
Aug 2, 2010 to Apr 1, 2021 · Rockville, Md
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to Jul 27, 2010 · Kennesaw, Ga
1••• C•••••• M••••••••• C•••••• unclassified
Apr 17, 2003 to Aug 1, 2008 · Suwanee, Ga

Moves

a registration end followed by a registration begin elsewhere

G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
H• B•••• I••• to G•••• P•••• A•••••••• L••
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
N••••••••• S••••••••• L•• to H• B•••• I•••
left Jul 27, 2010, registered Aug 2, 2010 (6 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address