RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B••••••••• L•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Augusta, Ga
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Augusta, Ga
- 1•• G••••• A••••••• I•• formerMar 3, 2008 to Oct 25, 2019 · Augusta, Ga
- P•••••••• S••••••••• I••• BD affiliatedNov 29, 2005 to Feb 21, 2008 · Augusta, Ga
- C•••••••• F•••••••• G•••• A••••••• formerDec 7, 2004 to Nov 18, 2005 · Augusta, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 13, 2003 to Nov 23, 2005 · Augusta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJan 21, 2003 to Dec 8, 2004 · Augusta, Ga
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to 1•• G••••• A••••••• I••left Feb 21, 2008, registered Mar 3, 2008 (11 days) · Other
- P•••••••• P••••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Nov 23, 2005, registered Dec 7, 2004 (-351 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to P•••••••• S••••••••• I•••left Nov 18, 2005, registered Nov 29, 2005 (11 days) · Other
- P••• A••••• S••••••••• L•• to P•••••••• P••••••• A•••••••• I•••left Dec 8, 2004, registered May 13, 2003 (-575 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address