L••• A••• T••••••••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedNew London, Nh dual registrantIAPD 1349248

Feed of 09/15/2026

Also filed as L••• A••• O•••••

At current firm

12 y

since Mar 28, 2014

In the industry

37 y

since Oct 7, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since Mar 28, 2014 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 31, 2014 · New London, Nh
A• G• E•••••• • S•••• I••• unclassified
Aug 1, 2000 to Jan 1, 2008 · Claremont, Nh

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••
left Mar 31, 2014, registered Mar 28, 2014 (-3 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address