DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I••

I••••••••• MANAGERBloomfield Hills, MichiganCRD 168705SEC 801-78450website IAPD

Legal name I••••••••• I••••••••• C•••••••••

Latest filing Feb 1, 2026

First filing on the tape Aug 9, 2013 · 29 filings

SEC status approved since Aug 22, 2013

RAUM

$125M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$25.0M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

29 filings and snapshots on the tape

RAUM$125M as of Feb 1, 2026

Mar 19, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)5 as of Feb 1, 2026

Mar 19, 20144 then

Employees (5.A)13 as of Feb 1, 2026

Mar 19, 20145 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 5 to 5offices 1 to 2

Practice profile

derived from the filing of Feb 1, 2026; every figure names its basis

Archetypes, each a printed rule

i••••••••• asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $25.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $31.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.6derivedItem 5.A over advisors
Advisors per office: 1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: fixed fees, otherreportedItem 5.E
Advisory activities: pension consulting, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$125M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: 45reported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixedreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=5.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
P••• R•••••• S•••••••	Waterford, Mi	Sep 10, 2013	34 y	2
M•••••• W•••••• K••••••••	Bloomfield Hills, Mi	Sep 10, 2013	30 y	2
G•••••• T••••• C••••••Certified Financial Planner, Chartered Financial Consultant	Naugatuck, Ct	Sep 20, 2013	41 y	2
A•••••• A•••••• C•••••	Naugatuck, Ct	Sep 20, 2013	22 y	2
L•••• M••••• R•••	Bloomfield Hills, Mi	Feb 4, 2019	41 y	7

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

J••••• F•••••• S••••• to J••••• M••••••••• S•••• L••
May 17, 2018 · Other
S••••• W••••• G•••••• to J••••• M••••••••• S•••• L••
May 17, 2018 · Other

Joined, latest

L•••• M••••• R••• from C••••••• S••••••••• I•••
Feb 4, 2019 · Other
J••••• F•••••• S••••• from A••••••• P•••••••• L••
Jun 18, 2014 · Other
S••••• W••••• G•••••• from A••••••• P•••••••• L••
Jun 18, 2014 · Other
G•••••• T••••• C•••••• from C••••••• • C••• I•••
Sep 20, 2013 · Other
A•••••• A•••••• C••••• from C••••••• • C••• I•••
Sep 20, 2013 · Other
P••• R•••••• S••••••• from C••••••• • C••• I•••
Sep 10, 2013 · Other
M•••••• W•••••• K•••••••• from C••••••• • C••• I•••
Sep 10, 2013 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for J••••• M••••••••• S•••• L••
May 17, 2018 · Bloomfield Hills, Mi

2 joined from A••••••• P•••••••• L••
May 15, 2018 · Nashville, Tn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K••••••••• M••••••• W•••••• · Chief Compliance Officer/Presidentcontrol
since 08/2013 · owns 75% or more
C••••••• G••••••• T••••• · Managing Director
since 09/2013 · owns less than 5%
C•••••• A••••••• A•••••• · Managing Director
since 09/2013 · owns less than 5%
R•••• L••••• M••••• · Managing Director
since 02/2019 · owns less than 5%
S•••••••• P•••• R•••••• · Managing Director
since 09/2013 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Bloomfield Hills, Mi · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

Naugatuck, CT2 employees

What changed

consecutive filings, newest first

Accounts · 0 to 4
Mar 19, 2025 to Feb 1, 2026
Other offices · 1 to 2
Mar 19, 2025 to Feb 1, 2026
Discretionary RAUM · $0 to $125M
Mar 19, 2025 to Feb 1, 2026
Pension RAUM · unset to 125000000.0
Mar 19, 2025 to Feb 1, 2026
RAUM · $0 to $125M
Mar 19, 2025 to Feb 1, 2026
Accounts · unset to 0.0
Jun 11, 2024 to Mar 19, 2025
Financial planning clients · unset to
Jun 11, 2024 to Mar 19, 2025
Discretionary RAUM · unset to 0.0
Jun 11, 2024 to Mar 19, 2025
Non-discretionary RAUM · unset to 0.0
Jun 11, 2024 to Mar 19, 2025
RAUM · unset to 0.0
Jun 11, 2024 to Mar 19, 2025
Pension plan clients · 35 to 45
Mar 20, 2023 to Mar 6, 2024
Other offices · 2 to 1
Mar 6, 2019 to Feb 24, 2020
Advisory employees · 7 to 5
Nov 9, 2018 to Mar 6, 2019
BD registered reps · 7 to 5
Nov 9, 2018 to Mar 6, 2019
Corporate clients · 1.0 to unset
Nov 9, 2018 to Mar 6, 2019
Pension plan clients · 50 to 35
Nov 9, 2018 to Mar 6, 2019
Employees · 11 to 13
Nov 9, 2018 to Mar 6, 2019
Insurance-licensed employees · 3 to 2
Nov 9, 2018 to Mar 6, 2019
State-registered IARs · 7 to 5
Nov 9, 2018 to Mar 6, 2019
Pension RAUM · 0.0 to unset
Nov 9, 2018 to Mar 6, 2019
Corporate clients · unset to 1.0
Sep 28, 2017 to Mar 1, 2018
Pension plan clients · unset to 50.0
Sep 28, 2017 to Mar 1, 2018
Employees · 7 to 11
Sep 28, 2017 to Mar 1, 2018
Insurance-licensed employees · 2 to 3
Sep 28, 2017 to Mar 1, 2018
Other offices · unset to 2.0
Sep 28, 2017 to Mar 1, 2018
Pension RAUM · unset to 0.0
Sep 28, 2017 to Mar 1, 2018
Advisory employees · 4 to 7
Mar 26, 2015 to Jan 22, 2016
BD registered reps · 6 to 7
Mar 26, 2015 to Jan 22, 2016
State-registered IARs · 6 to 7
Mar 26, 2015 to Jan 22, 2016
BD registered reps · 4 to 6
Jun 17, 2014 to Jun 23, 2014
Employees · 5 to 7
Jun 17, 2014 to Jun 23, 2014
Insurance-licensed employees · 0 to 2
Jun 17, 2014 to Jun 23, 2014
State-registered IARs · 4 to 6
Jun 17, 2014 to Jun 23, 2014
Business name · I••••••••• I••••••••• C••••••••• to IIC
Aug 9, 2013 to Aug 9, 2013

Signals

1 dated events

I••••••••• I••••••••• C••••••••• filed its initial SEC registration (Form ADV)
Aug 9, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: IIC-USA.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 248-339-9808reportedpublic record, Form ADV, Feb 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: I••••••••• MANAGERderiveda rule over Items 5.D and 7.A
RAUM per advisor: $25.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026