RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• R•• K•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 2, 2026 · Kansas City, Mo
- M•••• C••••••• A••••••• S•••••• BD affiliatedJun 4, 2018 to Feb 4, 2026 · Prairie Village, Ks
- O•••• F•• I••• formerSep 1, 1999 to Jun 27, 2018 · Addison, Tx
- M•••• C••••••• A••••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 4, 2026, registered Feb 2, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• F•• I••• to M•••• C••••••• A••••••• S••••••left Jun 27, 2018, registered Jun 4, 2018 (-23 days) · Affiliated broker-dealer or bank to another
- E•••• R•• K••••• left M•••• C••••••• A••••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-02)Feb 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address