DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R•••••• S•••••••••

I••••••••• F•••••••• G••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 1369108

Certified Financial Planner

Feed of 09/14/2026

Also filed as R H Soennichsen

At current firm

2 y

since Jul 15, 2024

In the industry

35 y

since Apr 15, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Jul 15, 2024 · Santa Rosa, Ca
G•••• P•••• A•••••••• L•• former
Apr 1, 2021 to Jul 17, 2024 · Rockville, Md
H• B•••• I••• former
Apr 15, 2011 to Apr 1, 2021 · Rockville, Md
A•• A•••••• S••••••• L•• unclassified
Feb 16, 2005 to Mar 12, 2007 · Santa Rosa, Ca

Moves

a registration end followed by a registration begin elsewhere

G•••• P•••• A•••••••• L•• to I••••••••• F•••••••• G••••• L••
left Jul 17, 2024, registered Jul 15, 2024 (-2 days) · Affiliated broker-dealer or bank to another
H• B•••• I••• to G•••• P•••• A•••••••• L••
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
A•• A•••••• S••••••• L•• to H• B•••• I•••
left Mar 12, 2007, registered Apr 15, 2011 (1495 days) · Other

Signals

R•••••• S••••••••• left G•••• P•••• A•••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2024-07-15)
Jul 17, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address