DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mary Louise James
Certified Financial Planner
Feed of 09/15/2026
Also filed as Mary Louise Gleason
At current firm
3 y
since Jun 22, 2023
In the industry
31 y
since Aug 15, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Colomb Investment Management Company, LLC independent RIA currentsince Jun 22, 2023 · Ocala, Fl
- Mcbryar Advisory Services, Inc. state registeredAug 16, 2022 to Oct 12, 2022 · Bay Minette, Al
- Touchstone Wealth Advisors LLC unclassifiedFeb 3, 2021 to Aug 8, 2023 · Ocala, Fl
- Wealth With Wisdom Advisors, Inc. state registeredAug 11, 2017 to Apr 2, 2021 · Ocala, Fl
- Park Avenue Securities LLC BD affiliatedApr 26, 2005 to Aug 2, 2017 · Ocala, Fl
- Ameritas Advisory Services formerFeb 19, 1998 to Oct 29, 2004 · Weeki Wachee, Fl
Moves
a registration end followed by a registration begin elsewhere
- Touchstone Wealth Advisors LLC to Mcbryar Advisory Services, Inc.left Aug 8, 2023, registered Aug 16, 2022 (-357 days) · Other
- Mcbryar Advisory Services, Inc. to Colomb Investment Management Company, LLCleft Oct 12, 2022, registered Jun 22, 2023 (253 days) · Other
- Wealth With Wisdom Advisors, Inc. to Touchstone Wealth Advisors LLCleft Apr 2, 2021, registered Feb 3, 2021 (-58 days) · Other
- Park Avenue Securities LLC to Wealth With Wisdom Advisors, Inc.left Aug 2, 2017, registered Aug 11, 2017 (9 days) · Other
- Ameritas Advisory Services to Park Avenue Securities LLCleft Oct 29, 2004, registered Apr 26, 2005 (179 days) · Other
Signals
- Mary Louise James left Touchstone Wealth Advisors Llc for Mcbryar Advisory Services, Inc. (registered 2022-08-16)Aug 8, 2023 · Advisor changed firm · fact
- Mary Louise James left Mcbryar Advisory Services, Inc. for Colomb Investment Management Company, Llc (registered 2023-06-22)Oct 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address